Appointment

1. Are searches required for Postdoctoral Scholar appointments?

All initial Postdoctoral Scholar Employee appointments are subject to regular search/recruitment requirements. Department should use AP Recruit to conduct search waivers, if the Postdoctoral Scholar appointment is a result of:

  1. Change of duty station, i.e., faculty moving his/her research laboratory and personnel to UCI from non-UCI location; or
  2. Postdoctoral Scholar bringing his/her own full funding.
2. Can I hire an individual without a PhD in a Postdoctoral Scholar position?

No.  To be eligible for a Postdoctoral Scholar position, the prospective individual must hold a PhD, M.D., or foreign equivalent.  Proof or verification of this must be shown prior to being hired.

3. How many years total can an individual be appointed in a Postdoctoral Scholar title at UC?

The total duration of an individual’s postdoctoral service may not exceed five (5) years, including postdoctoral service or other postdoctoral-equivalent mentored training opportunities at other institutions.  Thus, if a Postdoctoral Scholar has already served elsewhere as a Postdoctoral Scholar for four years, s/he may only be hired and appointed for one (1) year.

Under very limited circumstances and subject to written request to and approval by the Vice Provost for Academic Personnel, a department may request an exception to appoint a Postdoctoral Scholar for a sixth year.

4. Does this labor contract require a specific length of time for a Postdoctoral Scholar’s appointment?

Yes. Postdoctoral Scholar appointments are temporary and have fixed end dates. The University may appoint or reappoint Postdoctoral Scholars for longer time periods than required by the contract.

Postdoctoral Scholar – Employee (Job code 003252)

The initial appointment of a Postdoctoral Scholar at the University shall be for a minimum of two (2) years.

The first and subsequent reappointments of a Postdoctoral Scholar from any title into the title Postdoctoral Scholar – Employee shall be for a minimum of one (1) year; however, reappointment may be for less than one (1) year under the following circumstances:

  • Less than one (1) year of programmatic work
  • Exhausted ability as a Postdoctoral Scholar as referenced in Section A.3
  • Work authorization limitations

Postdoctoral Scholar – Fellow (Job code 003253) and Postdoctoral Scholar – Paid Direct (Job code 003254)

Appointments and reappointments into the title(s) Postdoctoral Scholar – Fellow and/or Postdoctoral Scholars – Paid Direct shall be for a minimum duration equal to the duration of the fellowship or extramural funding.

The University may supplement Postdoctoral Scholar – Fellows and Postdoctoral Scholar – Paid Directs. If the University provides a supplement to meet the experience scale minimum or to provide an additional supplement above the minimum, the appointment shall be treated in accordance with the provisions above.

Interim Postdoctoral Scholar – Employee (Job code 003256)

When the University appoints a Postdoctoral Scholar in the Interim Postdoctoral Scholar – Employee title, the appointment shall be for a minimum of three (3) months at 100% time and a maximum of one (1) year. The 003256 job code is restricted to recent graduates who earned a UCI doctoral degree. Should an Interim Postdoctoral Scholar – Employee (JC 003256) be appointed as a Postdoctoral Scholar – Employee (JC 003252) at the conclusion of the interim appointment, the hire date shall remain the original date of appointment into the interim title.

5. Can Postdoctoral Scholars be appointed at less than 100% time?

Yes, but only in very limited circumstances.  The exception to a 100% appointment would be allowed (provide that it is permissible by extramural funding agencies) if requested by the Postdoctoral Scholar for reasons of health, family responsibilities, or employment external to the University.  In addition, when a Postdoctoral Scholar simultaneously holds a University teaching appointment or other University position, the percent time of the Postdoctoral Scholar appointment normally will be reduced so that the sum of the percent times of the two appointments equals one-hundred percent (100%).

All exceptions involving Postdoctoral Scholar Appointments at less than 100% must be requested in writing and approved by Vice Provost for Academic Personnel and documented in a written agreement between the PI and Postdoctoral Scholar specifying the reduction in hours of work and concomitant responsibilities.

6. Is the University required to provide the Postdoctoral Scholar with an appointment letter?

Yes.  Postdoctoral Scholars should have received their appointment letters prior to the commencement of their appointments.  Appointment letters must be provided as soon as practicable to the Postdoctoral Scholars, but no later than seven calendar days following the start of the appointment; and at least 30 calendar days prior to the start of reappointment.

A template appointment letter (UCI-AP-PX1), which contains information the University is required to provide to Postdoctoral Scholar, can be accessed at the Academic Personnel website. Please note: pages 2 and 3 must be provided to and initialed by the Postdoctoral Scholar to satisfy this requirement per the collective bargaining agreement.

Salary and Funding

7. What are the salary requirements for Postdoctoral Scholars?

All Postdoctoral Scholars will be paid at least the minimum salary based on their experience per UC salary scale.

Based on their initial hire dates, Postdoctoral Scholars shall move at least to the next experience minimum salary rate level on October 1 or April 1 of each year or receive an increase of at least three percent (3.0%), whichever is greater.

8. Can I provide a merit increase for my Postdoctoral Scholar in addition to the required salary increase negotiated in this Agreement?

Yes.  The increases required by the labor contract are the minimums that the University must provide to Postdoctoral Scholars within the time period(s) required by the Agreement.

Merit increases are separate from the negotiated salary increase or the step increases based on the appropriate experience salary rate of a Postdoctoral Scholar. Merit increases can be provided to Postdoctoral Scholars based on documented meritorious performance.

All merits increases that occur on an effective date other than the Postdoctoral Scholar’s experience level increase date will require Vice Provost of Academic Personnel approval.

 If a Postdoctoral Scholar receives a mid-year merit increase, s/he will also be eligible for the salary increase upon reappointment as required by the labor contract.  See FAQ #7.

9. My Postdoctoral Scholar’s salary is supported by an extramural agency. Who will be responsible for funding the annual salary increase?

If a Postdoctoral Scholar is sponsored by an extramural agency either the extramural agency must fund yearly increases or the PI must fund them.

10. Why do we have different job codes for Postdoctoral Scholars Paid-Direct and Postdoctoral Scholars Fellow?

The Postdoctoral Scholars-Paid Direct job code is used for Postdoctoral Scholars who are paid directly by an extramural agency and are not paid through the UC Payroll System.  The Postdoctoral Scholars-Fellow job code is used for Postdoctoral Scholars whose appointments are funded by training fellowships and grants and are paid through the UC Payroll System.

11. My Postdoctoral Scholar received a prestigious fellowship mid-year during his/her first-year appointment. The fellowship provides a two-year salary funding that includes a requirement for the University to supplement the Postdoctoral Scholar’s salary by a set amount that results in the Postdoctoral Scholar’s salary being above the base salary at his/her appropriate experience level. Once this fellowship funding expires, am I required to continue this salary supplement?

No.  The continuation or discontinuation of any salary supplement in excess of the Postdoctoral Scholar’s base salary/stipend rate is at the sole discretion of the University, subject to the terms of the specific sponsoring agency requirements.

12. If the grant funding from which I am supporting my Postdoctoral Scholar’s appointment runs out of money, what process do I need to follow to end my Postdoctoral Scholar’s appointment before the appointment end date stated in the Postdoctoral Scholar’s appointment letter?

Layoffs may be implemented when appropriate funding supporting Postdoctoral Scholar appointments is no longer available.  The layoff process can be found here https://ap.uci.edu/postdoc/.

Benefits and Leaves

13. Are Postdoctoral Scholars eligible for benefits and who pays for their benefits?

Yes.  Postdoctoral Scholars are eligible to participate in the Postdoctoral Scholar Benefit Plans which include medical, dental, life, AD&D, short term disability, and voluntary long term disability.  Postdoctoral Scholars are responsible for contributing to monthly co-premium.  Postdoctoral Scholar Employees are also required to participate in the University’s Defined Contribution Plan (DCP) as Safe Harbor participants and all

Postdoctoral Scholars may make voluntary contributions to any of the University’s Retirement Saving Program plans.  Please refer to Article 3 – Benefits in the collective bargaining agreement for Postdoctoral Scholars for details. 

14. Are Postdoctoral Scholars eligible for any University retirement plans?

Yes.  Postdoctoral Scholar Employees (3252), as Safe Harbor participants contribute 7.5% of gross salary to the University of California Defined Contribution Plan in lieu of Social Security taxes, and are not eligible for membership in the University of California Retirement Plan (UCRP).  In addition, Postdoctoral Scholars pay Medicare taxes.  Postdoctoral Scholars may elect to make voluntary contributions to any of the Retirement Savings Program plans.

Postdoctoral Scholars who held UCRP-eligible positions without a break in service immediately prior to Postdoctoral Scholar – Employee (3252) appointments retain eligibility to participate in UCRP in accordance with UCRP Plan Documents and Regulations.

15. Are there any specific workload limits, such as number of hours per week that a Postdoctoral Scholar can work?

No.  Postdoctoral Scholars remain FLSA exempt with a normal full-time work week of at least 40 hours, with the emphasis placed on meeting the responsibilities assigned to the position. 

16. How much vacation does a Postdoctoral Scholar have during a one-year appointment?

Postdoctoral Scholars with a 100%, 12-month appointment are eligible to use twenty-four (24) days of paid personal time off.  These days can be used as soon as a Postdoctoral Scholar’s appointment commences.  These paid personal time off days are subject to the “use it or lose it” rule within the Postdoctoral Scholar’s 12-month appointment year – these paid personal time off days do not carry-over upon reappointment nor is the University required to pay Postdoctoral Scholars for any unused paid personal time off at the end of their appointments.  Time worked and paid personal time off is accounted for in terms of “days” rather than hours.  Use of paid personal time off must be requested in advance, preferably in writing, with the approval of the supervisor.  Postdoctoral Scholars, Supervisors and/or the departments are responsible for tracking the use of paid personal time off by Postdoctoral Scholars.

17. Does a Postdoctoral Scholar have any sick leave?

Yes.  Postdoctoral Scholars are eligible for 12 days of paid sick leave per year.  These sick days can be used upon the Postdoctoral Scholar’s appointment and must be used in increments of a day.  Use of sick leave must be requested in advance or as soon as practicable (for unforeseen illness) with the approval of the supervisor.  Postdoctoral Scholars, Supervisors and/or the departments are responsible for tracking the use of sick time by Postdoctoral Scholars.

Note:  Unused sick leave is carried over year to year and may be transferred to eligible titles within UC, and/or be reinstated within 15 days of separation.  In addition, as the paid personal time off and sick leave days may be used by Postdoctoral Scholars during an approved leave of absence, it is extremely important for Postdoctoral Scholars, Supervisors, and the departments to document personal time off and sick leave usages. Personal time off and sick leave should be requested and approved (or documented in the case of unplanned sick leave) in writing.

18. Do Postdoctoral Scholars get any University-paid holidays?

Yes.  Postdoctoral Scholars observe all holidays that the University recognizes for other employees.  When operational needs require a Postdoctoral Scholar to work on a University designated holiday, the supervisor may schedule the Postdoctoral Scholar to work on University holidays but the Postdoctoral Scholar shall receive an alternate day off for each holiday worked.

19. Is a Postdoctoral Scholar eligible for paid Jury Duty leave?

Yes.  Postdoctoral Scholars are eligible for paid jury duty.  A copy of the summons to serve on jury duty prior to the date(s) on which such service is expected and verification of service is required. 

20. Can a Postdoctoral Scholars request a day off to observe a religious holiday?

Yes.  Postdoctoral Scholars may use their personal time off or work alternate days to observe the religious holidays.  The supervisor shall not unreasonably deny such requests.

21. Are Postdoctoral Scholars eligible for a leave of absence, such as a Family Medical Leave?

Yes.  Article 12 outlines different types of leaves of absence which Postdoctoral Scholars may request. 

22. How many days can a Postdoctoral Scholar be off work due to a death in the family?

Postdoctoral Scholars are entitled to take up to five (5) work days of sick leave or personal time off due to the death of a family member.  If sick leave or personal time off is not available the Postdoctoral Scholar shall be on unpaid leave.  Bereavement leave of more than five days may not be unreasonably denied. 

23. Are there any forms a Postdoctoral Scholar needs to fill out to request a leave of absence?

Yes.  All leave request exceeding seven (7) calendar days must be submitted in writing by completing a UCI-AP-76.  Other forms may be required subject to the requirement of other applicable University policies and/or federal and state statutes, such as FML related forms.

Performance

24. How often is a Postdoctoral Scholar’s performance evaluated?

PIs are considered supervisors to their Postdoctoral Scholars and retain the right to assess and manage Postdoctoral Scholars’ research progress and accomplishment.  In this Agreement, supervisors are required to provide Postdoctoral Scholars at least one written performance assessment in a 12-month period.  To meet this contractual requirement, a supervisor has the option of completing the standard Performance Assessment Form (UCI-AP-PX3).   Otherwise, the written performance assessment may be in the form of a letter

25. What is the process I need to follow if a Postdoctoral Scholar is not performing up to stated expectations in his/her research efforts?

The Agreement provides a stated process for supervisors to address a Postdoctoral Scholar’s performance problems and/or misconduct.  Contact Academic Personnel to discuss the appropriate steps and process to take corrective action. 

Health and Safety

26. What do I do if my Postdoctoral Scholar refuses to perform a work assignment because s/he believes it is hazardous or s/he has not been properly trained?

The Postdoctoral Scholar is required to immediately inform her/his supervisor if the components of the assignment that s/he believes to be hazardous or dangerous.  In attempting to resolve the Postdoctoral Scholar’s concerns, the supervisor may provide necessary training/instruction, protective equipment, or hazard abatement, or may make workplace task performance/and or task assignment changes to remediate the Postdoctoral Scholar’s concerns.  At any time after the supervisor has been informed of the hazardous assignment, the supervisor and/or the Postdoctoral Scholar may contact the University EH&S professional for participation in task evaluation. Supervisors must document safety training and information provided to Postdoctoral Scholars. 

Collective Bargaining Agreement/UAW

27. What is the role of UAW, the Union which represents Postdoctoral Scholars, in terms of Postdoctoral Scholar appointments?

Postdoctoral Scholars are represented by the International Union, United Automobile, Aerospace and Agricultural Implement Workers of America (UAW). The Agreement is a four-year contract effective December 9, 2022, and will expire September 30, 2027. The Postdoctoral Scholars’ contract contains the terms and conditions negotiated and agreed to by the parties; and the University must abide by the terms of the Agreement in making employment decisions concerning Postdoctoral Scholars.  For example, if a Postdoctoral Scholar is willing to work less than one year during his/her initial appointment year or for reduced pay, the University is unable to accommodate such a request given the specific appointment length and minimum salary requirements in this Agreement.

28. How does the collective bargaining agreement impact the mentoring relationship with my Postdoctoral Scholar?

The mentoring relationship between a PI and a Postdoctoral Scholar is protected as an academic matter, thus not specifically governed by the labor contract.  As the Mentor, a PI retains the right to direct a Postdoctoral Scholar’s progress and accomplishment in research and professional development.  However, note that under this Agreement, Postdoctoral Scholars may voluntarily elect to develop an Individual Development Plan (IDP) which they may discuss with their supervisor.  The supervisor is required to discuss this with the Postdoctoral Scholar if he/she decides to create an IDP